Regulatory compliance and risk management services for law firms from a team of former SRA experts
Legal Compliance Services puts the experience and know-how of a team of former SRA compliance experts at your disposal, enabling you to meet the SRA’s requirements on an ongoing basis, improve quality and efficiency and better manage your exposure to risk.
Our team of experts support your COLP and COFA all the way and help your firm achieve and demonstrate regulatory compliance. We manage the application process for new law firms and Alternative Business Structures (ABSs) and work with firms of all types and sizes to ensure anti-money laundering procedures and accounts systems are robust and cyber crime and fraud prevention measures are effective. We deliver training in all areas of regulatory compliance.
All our consultants have worked as compliance experts at the SRA for many years. They are practising and non-practising solicitors, have worked in private practice, have designed and implemented compliance and risk management systems and procedures for use by law firms, conducted compliance inspections and investigations and trained and supervised SRA regulatory compliance staff. Between them, our consultants have given on-site practical compliance assistance to well over 3,000 law firms. Having worked on the development and implementation of the SRA’s regulatory arrangements, our team have a deep understanding of what the SRA is looking for.